KF
KF
Kenneth Friedman
32 Years of Experience
Palo Alto, CA
1 DisclosureBroker
Kenneth Friedman is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2009Settled
Other Business Activities
Kenneth is the sole owner of ZEGA Builders Inc., an S-corp engaged in real estate construction. He spends about 10-20% of his time on this activity, split between after business hours and during business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2009 - June 2009 · 2 mos
Citigroup Global Markets INC.Broker
March 2009 - June 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - March 2009 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - March 2009 · 11 mos
Banc of America Investment Services, INC.
December 2000 - April 2008 · 7 yrs 4 mos
Banc of America Investment Services, INC.Broker
December 2000 - April 2008 · 7 yrs 4 mos
Banc of America Investment Services, INC.Broker
July 1999 - November 1999 · 4 mos
Ba Investment Services, INC.Broker
January 1994 - July 1999 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1992 - January 1994 · 1 yr 3 mos
State Registrations18 states
AZCACODCFLIDMAMIMNNCNVNYOHOKPATXWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.