LM
LM

Laurence Mass

33 Years of Experience
Wilmington, NC
Broker

Laurence Mass is a registered investment advisor at Wells Fargo Advisors, based in Wilmington, NC, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

107 Stokley Dr Suite 100, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laurence owns multiple rental properties and Teal Capital, LLC, where he works as a financial advisor full-time. He also owns Windward Leeward, LLC, providing hardware to the sailing industry, and is involved with two HOAs, dedicating minimal time to each.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2019 - Present · 7 yrs 1 mo
Wells Fargo Advisors
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - April 2019 · 11 yrs 3 mos
Wells Fargo Clearing Services, LLC
January 2008 - April 2019 · 11 yrs 3 mos
A. G. Edwards & Sons, INC.
October 2003 - January 2008 · 4 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
January 2002 - January 2008 · 6 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2001 - January 2002 · 2 mos
A. G. Edwards & Sons, INC.Broker
October 1992 - October 2001 · 9 yrs
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laurence Mass - Financial Advisor | TrueAdvisor