James Hays is a registered investment advisor, based in Memphis, TN, with 33 years of industry experience.
Location
5350 Poplar Avenue, Suite 600, Memphis, TN, 38119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a Vice President and Financial Advisor at Duncan Williams Asset Management DBA Hays Financial Group, and a team member at Hays Financial Group, spending full-time hours on these roles. He is also involved with The James Group LLC, Big Six Woods, Memphis Gridiron Ministries, and MS Howells & Co.
Employment History
Current Registrations
M. S. Howells & CO.
M. S. Howells & CO.Broker
Duncan Williams Asset Management, LLC
Previous Registrations
B. Riley Wealth Advisors, INC.
B Riley Wealth Management
B. Riley Wealth ManagementBroker
Morgan Keegan & Company, INC.Broker
State Registrations7 states
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