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Terence Welsh

Wedbush Securities INC.
33 Years of Experience
Newport Beach, CA
4 DisclosuresBroker
View SEC Summary
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Terence Welsh is a registered investment advisor at Wedbush Securities INC., based in Newport Beach, CA, with 33 years of industry experience. Terence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
220 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Newport Beach, CA

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2017
Regulatory
August 2014
Final
Customer Dispute
March 2009
Withdrawn
Customer Dispute
October 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Terence is the owner of Welsh Capital Management LLC for tax purposes, dedicating minimal time annually. He also manages MBDW LLC and AL AMO MARINE LCC, both related to boat ownership, spending a few hours per week and a few hours per month, respectively.

Employment History
Current Registrations
Wedbush Securities INC.
October 2017 - Present · 9 yrs
Wedbush Securities INC.
October 2017 - Present · 9 yrs
Wedbush Securities INC.Broker
October 2017 - Present · 9 yrs
Previous Registrations
D.A. Davidson & CO.Broker
November 2013 - October 2017 · 3 yrs 11 mos
D.A. Davidson & CO.
November 2013 - October 2017 · 3 yrs 11 mos
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
July 1997 - November 2013 · 16 yrs 4 mos
Crowell, Weedon & CO.Broker
October 1992 - November 2013 · 21 yrs 1 mo
State Registrations9 states
AZCACOFLNVNYTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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