Peter Jochems is a registered investment advisor at LPL Financial LLC, based in Windsor, CO, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Windsor, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Peter is an art/oil painter/owner, dedicating about 10-20% of his time to this activity since 2012. He also operates Windsor Wealth Management, Inc. as a DBA for his LPL business, taking nearly full-time hours, and acts as a trustee for the Ellen G. Falcone Trust, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Aig Financial Advisors, INC.Broker
Jochems Financial Services, INC.
Sunamerica Securities, INC.Broker
State Registrations14 states
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