RS
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Ralph Sessa

33 Years of Experience
Ridgefield, CT
1 DisclosureBroker

Ralph Sessa is a registered investment advisor at Park Avenue Securities LLC, based in Ridgefield, CT, with 33 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

38B Grove Street, Unit 1B, Ridgefield, CT, 06877

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History

Regulatory History (1)
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Customer Dispute
October 2001
Settled
Other Business Activities

Ralph receives override commissions through RCS Group, Inc., but this activity is not investment-related and requires minimal time. Ralph also serves as trustee for his mother's family trust, dedicating minimal time each month.

Employment History
Current Registrations
Park Avenue Securities LLC
April 2021 - Present · 5 yrs 1 mo
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs
Previous Registrations
Guardian Investor Services CorporationBroker
November 1992 - May 1999 · 6 yrs 6 mos
State Registrations8 states
AZCTFLNCNYPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.