JR
JR
John Richards is a registered investment advisor at Richards Financial, based in Harrisburg, PA, with 19 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11 clients with $1.5M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
11 clients
Average Client Portfolio
$136K average
Assets Under Management
$1.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees are negotiable for accounts over $10,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Harrisburg, PA
Get directionsHistory
Regulatory History (3)
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Judgment / Lien
September 2018Judgment / Lien
January 2018Customer Dispute
October 1998Settled
Employment History
Current Registrations
Richards Financial
June 2012 - Present · 13 yrs 11 mos
Previous Registrations
Kovack Advisors, INC.
February 2009 - December 2011 · 2 yrs 10 mos
Ic Advisory Services, INC.
January 2007 - December 2008 · 1 yr 11 mos
Rsm Mcgladrey, INC.
November 2002 - July 2003 · 8 mos
State Registrations1 state
PA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.