JT
JT

Judy Thomas

33 Years of Experience
Topeka, KS
2 DisclosuresBroker

Judy Thomas is a registered investment advisor at Wells Fargo Advisors, based in Topeka, KS, with 33 years of industry experience. Judy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2445 SW Wanamaker Rd Ste 100, Topeka, KS, 66614

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Denied
Customer Dispute
December 2014
Denied
Employment History
Current Registrations
Wells Fargo Advisors
August 2006 - Present · 20 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Morgan Stanley
March 2000 - August 2006 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 2000 - August 2006 · 6 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 1993 - March 2000 · 6 yrs 6 mos
State Registrations31 states
ARAZCACOFLGAHIIAIDILINKSLAMIMNMOMTNCNENMNVNYOHOKORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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