Jay Loch
Jay Loch is a registered investment advisor at RBC Capital Markets, LLC, based in St. Cloud, MN, with 30 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1015 W Saint Germain St, Suite 400, St. Cloud, MN, 56301-5423
Get directionsHistory
Regulatory History (2)
Civil
August 2025Customer Dispute
February 2002Other Business Activities
Jay serves on the board of directors for several organizations including Eden Valley-Watkins Community Foundation, Paramount Arts District, St Cloud Country Club, and is the treasurer for the Tech Hockey Booster Club. These activities are not investment-related and take about a quarter of his time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Dain Rauscher IncorporatedBroker
Interra Clearing Services, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.