Tara Nicholas is a registered investment advisor, based in Scottsboro, AL.
Location
202 S Broad St., Scottsboro, AL, 35768
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2026 - Present · 3 mos
Cambridge Investment Research Advisors, INC.
February 2026 - Present · 3 mos
Previous Registrations
Kovack Advisors, INC.
August 2025 - February 2026 · 6 mos
Kovack Securities INC.Broker
June 2025 - February 2026 · 8 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.