CM
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Charles Milton
29 Years of Experience
Manchester, MO
1 DisclosureBroker
Charles Milton is a registered investment advisor at Wells Fargo Advisors, based in Manchester, MO, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Manchester, MO
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Regulatory History (1)
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Customer Dispute
September 2006Settled
Employment History
Current Registrations
Wells Fargo Advisors
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors Financial Network, LLC
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors
June 2016 - Present · 9 yrs 11 mos
Wells Fargo Clearing Services, LLC
January 2008 - Present · 18 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - Present · 18 yrs 4 mos
Previous Registrations
A. G. Edwards & Sons, INC.Broker
January 1999 - January 2008 · 9 yrs
Edward D. Jones & CO., L.P.Broker
January 1997 - January 1999 · 2 yrs
State Registrations2 states
INMO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.