Daniel Mendoza is a CFA-designated registered investment advisor at Prospect Capital Advisors, LLC, based in Sausalito, CA, with 25 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospect Capital Advisors manages investments for pooled investment vehicles (the Funds) and separately managed accounts (SMAs).
For the Funds, Prospect receives an asset-based fee of 1% per year, billed quarterly in advance. Prospect also receives an incentive allocation of 20% of the profits generated each year.
For SMAs, Prospect receives an incentive fee. The incentive fee varies based on the SMA type and underlying agreements.
To pay an incentive allocation/fee, each client and investor must have a net worth of at least $2.2 million individually (or jointly with a spouse) or at least $1,100,000 invested with Prospect.
Location
501 Humboldt Avenue, 2nd Floor, Sausalito, CA, 94965
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Prospect Capital Advisors, LLC
State Registrations1 state
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