James Mashey
James Mashey is a registered investment advisor at LPL Enterprise, LLC, based in Cranberry Township, PA, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
2009 Mackenzie Way Ste 100 Pmb, 188, Cranberry Township, PA, 16066
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Regulatory History (3)
Customer Dispute
February 2025Customer Dispute
September 2010Customer Dispute
March 2005Other Business ActivitiesSells Insurance
James operates Sarver Financial Group as a DBA for his LPL business, dedicating minimal time. He also sells property and casualty insurance and owns a golf simulator business, dedicating about 10-20% of his time to the latter.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Farmers Financial Solutions, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Trustmont Advisory Group, INC.
Trustmont Financial Group, INC.Broker
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Eagle Strategies CORP
Nylife Securities INC.Broker
Pruco Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.