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CFP
RB
CFP

Ronald Berkowitz

Commonwealth Financial Network
34 Years of Experience
Tarrytown, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ronald Berkowitz is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Tarrytown, NY, with 34 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

220 White Plains Road, Suite 425, Tarrytown, NY, 10591

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald sells fixed insurance products and dedicates minimal time to this activity. He also co-owns Berkowitz, Herkert & Associates, LLC and BHB Advisors, LLC, and owns RJ Berk Advisors, Inc., dedicating nearly full-time hours to the latter.

Employment History
Current Registrations
Commonwealth Financial NetworkBroker
June 2022 - Present · 4 yrs 4 mos
Commonwealth Financial Network
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Kestra Advisory Services, LLC
June 2021 - June 2022 · 1 yr
Kestra Investment Services, LLCBroker
November 2003 - June 2022 · 18 yrs 7 mos
Veravest Investments, INC.Broker
September 1992 - November 2003 · 11 yrs 2 mos
State Registrations16 states
AZCACOCTFLGAMAMDMTNCNJNYPASCWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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