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Frank Sapareto

33 Years of Experience
Derry, NH
2 DisclosuresSells Insurance

Frank Sapareto is a registered investment advisor at Fvs Financial, based in Derry, NH, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 25 clients with $11M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$11.0M

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History (2)
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Regulatory
March 2021
Final
Employment Separation After Allegations
October 2018
Other Business ActivitiesSells Insurance

Frank owns FVS Financial and provides financial planning services. He also works as an agent for Security Benefits and an advisor for Nationwide, both insurance companies, dedicating a few hours per week to each.

Employment History
Current Registrations
Fvs Financial
April 1994 - Present · 32 yrs 1 mo
Previous Registrations
Trustmont Financial Group, INC.Broker
April 2019 - May 2020 · 1 yr 1 mo
Fortune Financial Services, INC.Broker
January 2019 - January 2019 · 0 mos
Advisory Group Equity Services LTD.Broker
February 2017 - October 2018 · 1 yr 8 mos
Source Capital Group, INC.Broker
March 2015 - April 2017 · 2 yrs 1 mo
Source Capital Group, INC.Broker
December 2001 - December 2014 · 13 yrs
Fvs Financial
July 1994 - September 2003 · 9 yrs 2 mos
Merit Capital Associates, INC.Broker
November 1993 - December 2001 · 8 yrs 1 mo
G.R. Stuart & Company, INC.Broker
February 1993 - September 1993 · 7 mos
Financial Securities Network,inc.Broker
December 1992 - February 1993 · 2 mos
Polaris Financial Services, INC.Broker
September 1992 - October 1992 · 1 mo
State Registrations1 state
MA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.