Shawn Spellacy
Shawn Spellacy is a registered investment advisor at Sb Advisory, LLC, based in Carmichael, CA, with 32 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,574 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.50% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable. For Advisor Choice Program/AssetMark Programs/Brinker Capital, clients will be charged the money manager's fee schedule plus an additional negotiable fee of up to 1.25% to SB Advisory. Total fees do not exceed 2.50% of assets under management. For Flexible Plan Investments, the total advisory fee will not exceed 1.5% annually.
Fee Estimator
Location
Carmichael, CA
Get directionsHistory
Regulatory History (8)
Customer Dispute
July 2024Judgment / Lien
April 2024Customer Dispute
June 2023Judgment / Lien
June 2016Judgment / Lien
May 2016Judgment / Lien
April 2016Judgment / Lien
November 2015Judgment / Lien
June 2011Employment History
Current Registrations
Sb Advisory, LLC
San Blas Securities LLC
San Blas Securities LLCBroker
Previous Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Fortis Investors, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.