Lawrence Finch
Lawrence Finch is a registered investment advisor at Geneos Wealth Management, INC., based in Foxfield, CO, with 33 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
Foxfield, CO
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Regulatory History (1)
Customer Dispute
July 2016Other Business ActivitiesSells Insurance
Lawrence is the owner of LP Finch & Associates Inc, G5 Financial Group LLC, and TOES LLC. He is also an independent representative with various insurance carriers for fixed products, a board of trustee member at Regis Jesuit High School, a notary public, and a trustee at Regis University.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Financial Design & Management, INC.
Adrian & Associates INC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Pnmr Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.