Thomas Smith
Thomas Smith is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Tyler, TX, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
1347 Dominion Plaza, Tyler, TX, 75703-1013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member for Hospice of East Texas, dedicating minimal time to reviewing investment portfolios and attending meetings. He also owns commercial real estate, ranch land, undeveloped land, and a personal pleasure craft, and collects trailing commissions on insurance policies written before his employment with RBC.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Covenant Multi-Family Offices, LLC
NFP Securities, INC.
NFP Securities, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.