Stephen Napier
Stephen Napier is a registered investment advisor at MML Investors Services, LLC, based in Wakefield, MA, with 33 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
301 Edgewater Place, Suite 200, Wakefield, MA, 01880
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Regulatory History (1)
Customer Dispute
November 2013Other Business ActivitiesSells Insurance
Stephen is a non-MassMutual affiliated insurance broker since 1997, selling individual and group life and health insurance, as well as property/casualty insurance. He also owns and manages rental real estate property since 2006, dedicating minimal time to each activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
MML Investors Services, LLC
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Baystate Wealth Management
New England Securities Corporation
New England SecuritiesBroker
Usi Securities, INC.
Usi Securities, INC.Broker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.