William Humphrey
William Humphrey is a registered investment advisor at LPL Financial LLC, based in Parkersburg, WV, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
417 Grand Park Dr., Ste. 105, Parkersburg, WV, 26105
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2012Customer Dispute
February 2011Customer Dispute
September 2009Other Business Activities
William operates North Bend Wealth Management as a DBA for his LPL business. This activity is investment-related and takes up his full-time work hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wheat, First Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.