RM
RM

Richard Muccio

30 Years of Experience
Westlake, OH
BrokerSells Insurance

Richard Muccio is a registered investment advisor at Gwn Securities INC., based in Westlake, OH, with 30 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$2K

GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.

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Location

24976 Center Ridge Road, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is a registered representative with RMM Financial Services, where he spends nearly full-time selling various types of life and health insurance. He also holds leadership positions in health underwriter associations and creates/teaches insurance continuing education courses.

Employment History
Current Registrations
Gwn Securities INC.Broker
July 2016 - Present · 9 yrs 10 mos
Gwn Securities INC.
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Gwn Securities INC.
August 2007 - June 2016 · 8 yrs 10 mos
Gwn Securities INC.Broker
May 2007 - June 2016 · 9 yrs 1 mo
Fortune Financial Services, INC.Broker
July 2005 - May 2007 · 1 yr 10 mos
Cullum & Burks Securities, INC.Broker
October 2004 - July 2005 · 9 mos
Princor Financial Services CorporationBroker
September 2002 - October 2004 · 2 yrs 1 mo
Pmg Securities CorporationBroker
August 2000 - December 2001 · 1 yr 4 mos
Investors Brokerage Services, INC.Broker
April 2000 - August 2000 · 4 mos
1717 Capital Management CompanyBroker
July 1998 - April 2000 · 1 yr 9 mos
Nationwide Investment Services CorporationBroker
April 1997 - June 1998 · 1 yr 2 mos
Nationwide Advisory Services, INC.Broker
February 1993 - December 1995 · 2 yrs 10 mos
State Registrations2 states
IDOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Muccio - Financial Advisor | TrueAdvisor