MH
MH

Mark Hughes

33 Years of Experience
Columbus, OH
2 DisclosuresBrokerSells Insurance

Mark Hughes is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Columbus, OH, with 33 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

4196 Laet Dr, Columbus, OH, 43219

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2007
Settled
Customer Dispute
November 2006
Settled
Other Business ActivitiesSells Insurance

Mark is an advisory representative of a registered investment advisor (RIA) since 2017, spending about half his time on this and trading. Mark is also an independent insurance agent for various companies, dedicating a few hours per week to this and trading.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
Commonwealth Financial Network
February 2003 - May 2017 · 14 yrs 3 mos
Commonwealth Financial NetworkBroker
February 2003 - May 2017 · 14 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
November 1992 - February 2003 · 10 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
November 1992 - February 2003 · 10 yrs 3 mos
State Registrations11 states
FLGAKYMINCOHPRTNTXWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.