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Tricia Henning

Robert W. Baird & CO. Incorporated
33 Years of Experience
Evansville, IN
1 DisclosureBroker
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Tricia Henning is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Evansville, IN, with 33 years of industry experience. Tricia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2611 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

110 Main Street, Evansville, IN, 47708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Denied
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Other Business Activities

Tricia is a board member for St. Bens Finance and United Way, and also serves on the Governance and Investment Committees for Welborn Baptist Foundation. She also owns rental property and is the wife of an investor in Dunn Group Fund 1, LLC.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
February 1999 - October 2019 · 20 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
January 1993 - October 2019 · 26 yrs 9 mos
State Registrations41 states
AKALARAZCACOCTFLGAHIIAIDILINKSKYMAMDMIMNMOMSNCNHNJNMNVNYOHOKORPARISCTNTXVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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