Stephen Johnson
Stephen Johnson is a registered investment advisor at Garth & Brown Investment Management, LLC, based in Chattanooga, TN, with 33 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.50% |
| $500K+ | 1.00% |
Fees are calculated annually and billed quarterly in advance. Fees may be negotiable in certain instances.
Fee Estimator
Location
819 Broad Street, Chattanooga, TN, 37402-2613
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brown Associates, INC.Broker
Garth & Brown Investment Management, LLC
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
AXA Distributors, LLCBroker
Henderson Global Investors
Foreside Fund Services, LLCBroker
Aim Private Asset Management
A I M Distributors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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