Stephen Johnson is a registered investment advisor, based in Chattanooga, TN, with 32 years of industry experience.
Location
819 Broad Street, Chattanooga, TN, 37402-2613
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Brown Associates, INC.Broker
February 2010 - Present · 16 yrs 3 mos
Garth & Brown Investment Management, LLC
February 2010 - Present · 16 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
September 2008 - March 2010 · 1 yr 6 mos
Morgan Keegan & Company, INC.Broker
September 2008 - March 2010 · 1 yr 6 mos
AXA Distributors, LLCBroker
April 2007 - August 2008 · 1 yr 4 mos
Henderson Global Investors
November 2005 - March 2007 · 1 yr 4 mos
Foreside Fund Services, LLCBroker
October 2005 - March 2007 · 1 yr 5 mos
Aim Private Asset Management
June 2002 - April 2005 · 2 yrs 10 mos
A I M Distributors, INC.Broker
October 1992 - April 2005 · 12 yrs 6 mos
State Registrations3 states
GATNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.