Brian Rosoff
Brian Rosoff is a registered investment advisor at Cetera Investment Advisers LLC, based in Hauppauge, NY, with 32 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1300 Veterans Memorial Hwy, Suite 240, Hauppauge, NY, 11788
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is the president of Omnia Financial, LLC, a DBA for branding, marketing, and website purposes. He also owns Omnia Financial Services, LLC, through which he sells fixed insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
SA Stone Investment Advisors INC.
SA Stone Wealth Management INC.Broker
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.Broker
Greenwich Global, LLCBroker
New England Securities Corporation
New England SecuritiesBroker
Pmg Securities CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.