KL
ChFC
KL
ChFC

Keith Lecky

34 Years of Experience
Newtown Square, PA
1 DisclosureBrokerSells Insurance

Keith Lecky is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Newtown Square, PA, with 34 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

16 Campus Blvd, Suite 200, Newtown Square, PA, 19073

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Denied
Other Business ActivitiesSells Insurance

Keith owns rental real estate through Rioghal LLC since 2017 and is also a sales agent for life, health, and disability insurance. He also serves as treasurer for Lancaster County Building Association Foundation and owner of KLAKS, LLC.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Newsquare Capital, LLC
April 2013 - December 2017 · 4 yrs 8 mos
New England Securities Corporation
June 2002 - January 2015 · 12 yrs 7 mos
New England SecuritiesBroker
October 1992 - January 2015 · 22 yrs 3 mos
State Registrations14 states
CTDEFLMAMDNCNENJNYPARITNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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