Michael Gandet
Michael Gandet is a registered investment advisor at LPL Financial LLC, based in Manahawkin, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Manahawkin, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael operates Oak Tree Financial Group as a DBA for his LPL business, dedicating full-time hours to it. He also engages in tax preparation and accounting through Gandet & Associates LLC and Oak Tree Financial Advisors LLC, and sells various insurance products, including life insurance and fixed annuities, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Npa Financial Services, INC.Broker
Nationwide Planning Associates INC.Broker
Npa Asset Management, LLC
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
C. J. M. Planning CORP.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.