Michael Mathis is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Newton, IA, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
112 W 2nd St, Newton, IA, 50208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael serves as Treasurer and a volunteer on the Board of Directors for The DSM Lab Inc., a non-profit fitness and mentoring program for at-risk youth. He dedicates a few hours per week to helping set and develop financial policies and oversight.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
U.S. Bancorp Advisors, LLC
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Edward Jones
Edward JonesBroker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Principal Financial Securities,inc.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations27 states
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