Charles Roe is a CFP-designated registered investment advisor, based in Durham, NC, with 33 years of industry experience.
Location
4815 Emperor Boulevard, Ste 100, Durham, NC, 27703
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is involved in several business activities, including being President, Principal, and Owner of Charlie Potter & Associates, Inc. and Managing Member and Co-Owner of Potter Insurance Associates, LLC. He also dedicates minimal time to fixed insurance sales and is the Secretary of PFG Insurance Services, Inc.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Advisory Services, LLC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Ascend Financial Services, INC.Broker
State Registrations14 states
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