Jonathan Sheets is a CFP-designated registered investment advisor, based in Georgetown, TX, with 32 years of industry experience.
Location
804 S Interstate 35, Georgetown, TX, 78628
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
September 2022 - March 2024 · 1 yr 6 mos
LPL Financial LLC
September 2022 - March 2024 · 1 yr 6 mos
Kestra Investment Services, LLCBroker
February 2021 - September 2022 · 1 yr 7 mos
Kestra Advisory Services, LLC
February 2021 - September 2022 · 1 yr 7 mos
Cuso Financial Services, L.P.
October 2011 - February 2021 · 9 yrs 4 mos
Cuso Financial Services, L.P.Broker
October 2011 - February 2021 · 9 yrs 4 mos
Swbc Investment Company
January 2007 - August 2011 · 4 yrs 7 mos
Swbc Investment Services, LLCBroker
January 2007 - August 2011 · 4 yrs 7 mos
Financial Network Investment Corporation
December 2006 - December 2006 · 0 mos
Financial Network Investment CorporationBroker
September 2006 - December 2006 · 3 mos
TD Waterhouse Investor Services, INC.
September 2003 - February 2006 · 2 yrs 5 mos
TD Waterhouse Investor Services, INC.Broker
November 1997 - February 2006 · 8 yrs 3 mos
Kennedy, Cabot & CO.Broker
June 1995 - November 1997 · 2 yrs 5 mos
Dean Witter Reynolds INC.Broker
September 1994 - February 1995 · 5 mos
NationssecuritiesBroker
June 1993 - July 1994 · 1 yr 1 mo
Nationsbanc Securities, INC.Broker
September 1992 - June 1993 · 9 mos
State Registrations11 states
ARCACOFLILINMDNCPATXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.