Christopher Paglia is a CFP-designated registered investment advisor, based in Shrewsbury, NJ, with 33 years of industry experience.
Location
1129 Broad ST STE 104, Shrewsbury, NJ, 07702
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Advisors, LLC
May 2021 - Present · 5 yrs
Sanctuary Securities, INC.
May 2021 - Present · 5 yrs
Sanctuary Securities, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2010 - May 2021 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLC
October 2010 - May 2021 · 10 yrs 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
Citigroup Global Markets INC.
May 2002 - March 2007 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
September 2000 - March 2007 · 6 yrs 6 mos
Dean Witter Reynolds INC.Broker
March 1994 - September 2000 · 6 yrs 6 mos
G.X. Clarke & CO.Broker
September 1993 - January 1994 · 4 mos
Lincoln Investment Planning, INC.Broker
September 1992 - September 1993 · 1 yr
State Registrations23 states
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Exams
No exam information available for this advisor.