Joseph Sroka is a CFA-designated registered investment advisor at Novapoint Capital LLC, based in Atlanta, GA, with 12 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 218 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are 1% annually, calculated on average daily value and billed monthly or quarterly in arrears. Fees are negotiable.
Fee Estimator
Location
1175 Peachtree St Ne, Suite 1825, Atlanta, GA, 30361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is the owner of The Algorquin Company, LLC, a non-investment related consulting business. He spends a few hours per week on this activity.
Employment History
Current Registrations
Novapoint Capital LLC
Previous Registrations
Spectrum Advisory Services INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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