LA
LA

Lawrence Adam

30 Years of Experience
Hunt Valley, MD
Broker

Lawrence Adam is a registered investment advisor at Raymond James & Associates, INC., based in Hunt Valley, MD, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

226 Schilling Cir, Ste 270, Hunt Valley, MD, 21031-8657

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lawrence is a professor at Loyola University Maryland since 2018, dedicating a few hours per week to this role. He spends minimal time on this activity during trading hours.

Employment History
Current Registrations
Raymond James & Associates, INC.
November 2018 - Present · 7 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2018 - Present · 7 yrs 6 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
January 2001 - November 2018 · 17 yrs 10 mos
Deutsche Bank Securities INC.
October 2000 - November 2018 · 18 yrs 1 mo
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
November 1995 - September 1997 · 1 yr 10 mos
State Registrations3 states
FLMDNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lawrence Adam - Financial Advisor | TrueAdvisor