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Russell Harada

Ameriprise Financial Services, LLC
34 Years of Experience
Annapolis, MD
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Russell Harada is a registered investment advisor at Ameriprise Financial Services, LLC, based in Annapolis, MD, with 34 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

170 Jennifer Rd Ste 330, Annapolis, MD, 21401

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 1988
Final Disposition
Employment Separation After Allegations
August 1988
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Russell is an independent insurance broker with North American Company since 2020, selling fixed annuities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 1998 - Present · 28 yrs 5 mos
Ameriprise Financial Services, LLC
September 1992 - Present · 34 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 1992 - Present · 34 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
September 1992 - July 2006 · 13 yrs 10 mos
State Registrations20 states
ARCACOCTDEFLMAMDMEMINCNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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