GH
CFP
GH
CFP

Gary Hummel

33 Years of Experience
St.Petersburg, FL
1 DisclosureBroker

Gary Hummel is a CFP-designated registered investment advisor at LPL Financial LLC, based in St.Petersburg, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

700 Central Ave. Ste 302, St.Petersburg, FL, 33701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 1996
Settled
Other Business Activities

Gary is involved with Hummel Wealth Management LLC, a business entity for tax and investment purposes. Gary spends nearly full-time hours on this non-investment related activity.

Employment History
Current Registrations
LPL Financial LLC
October 2024 - Present · 1 yr 7 mos
LPL Financial LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2017 - October 2024 · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
August 2017 - October 2024 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2017 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2017 · 7 yrs 10 mos
Banc of America Investment Services, INC.
May 2004 - October 2009 · 5 yrs 5 mos
Banc of America Investment Services, INC.Broker
May 2004 - October 2009 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - May 2004 · 8 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 1995 - May 2004 · 8 yrs 7 mos
Pruco Securities CorporationBroker
October 1992 - September 1995 · 2 yrs 11 mos
State Registrations15 states
ALCACOCTFLINMAMEMIMNNCNJNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.