Thomas O'brien
Thomas O'brien is a registered investment advisor at Raymond James & Associates, INC., based in Shreveport, LA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
401 Market Street, Suite 1400, Shreveport, LA, 71101
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2006Customer Dispute
April 2006Other Business Activities
Thomas is a manager and part owner of EMA Enterprises LLC, EMA Properties LLC, and Thornhill Investments LLC. He also helps manage family oil & gas exploration production and mineral interests, and is a partner in OK, LLC, a real estate brokerage.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations20 states
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