DH
ChFC
DH
ChFC
Douglas Hyepock is a ChFC-designated registered investment advisor, based in Newport Beach, CA, with 23 years of industry experience.
Location
1001 Dove Street, Suite 155, Newport Beach, CA, 92660-2820
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is a life and variable contracts insurance agent affiliated with J. Derek Lewis & Associates.
Employment History
Current Registrations
Jdl Securities CorporationBroker
March 2008 - Present · 18 yrs 2 mos
J.derek Lewis & Associates, INC.
January 2008 - Present · 18 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
November 1994 - November 1998 · 4 yrs
American Express Financial Advisors INC.Broker
November 1992 - September 1994 · 1 yr 10 mos
Ids Life Insurance CompanyBroker
November 1992 - September 1994 · 1 yr 10 mos
State Registrations19 states
AZCACOGAIDKSKYMIMONCNMNVORPATXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.