Roger Piper is a registered investment advisor at Morgan Stanley, based in Canton, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4455 Dressler Road, Suite 202, Canton, OH, 44718
Get directionsHistory
Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2005Denied
Customer Dispute
April 2005Denied
Customer Dispute
March 2005Settled
Customer Dispute
March 2005Closed-No Action
Customer Dispute
March 2005Denied
Customer Dispute
March 2005Settled
Customer Dispute
February 2005Settled
Customer Dispute
February 2005Denied
Customer Dispute
July 2003Settled
Customer Dispute
June 2003Settled
Customer Dispute
April 2003Settled
Customer Dispute
November 2002Denied
Customer Dispute
December 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
January 2003 - April 2007 · 4 yrs 3 mos
Morgan Stanley Dw INC.Broker
August 2002 - April 2007 · 4 yrs 8 mos
Prudential Securities IncorporatedBroker
April 1994 - July 2002 · 8 yrs 3 mos
State Registrations14 states
CADCFLINMINCNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.