Benjamin Alford
Benjamin Alford is a registered investment advisor at LPL Financial LLC, based in Shreveport, LA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
839 Kings Highway Ste 211, Shreveport, LA, 71104
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Regulatory History (2)
Customer Dispute
December 2009Customer Dispute
September 2008Other Business Activities
Benjamin operates under the DBA Alford Financial and is a business owner of CABB Oil and Gas. He spends minimal time on the oil and gas business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Olde Discount CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.