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Benjamin Alford

LPL Financial LLC
33 Years of Experience
Shreveport, LA
2 DisclosuresBroker
View SEC Summary
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Benjamin Alford is a registered investment advisor at LPL Financial LLC, based in Shreveport, LA, with 33 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

839 Kings Highway Ste 211, Shreveport, LA, 71104

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Settled
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Benjamin operates under the DBA Alford Financial and is a business owner of CABB Oil and Gas. He spends minimal time on the oil and gas business.

Employment History
Current Registrations
LPL Financial LLC
June 2009 - Present · 17 yrs 4 mos
LPL Financial LLCBroker
May 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.
May 2000 - May 2009 · 9 yrs
Citigroup Global Markets INC.Broker
May 2000 - May 2009 · 9 yrs
Olde Discount CorporationBroker
July 1995 - June 2000 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - July 1995 · 2 yrs 8 mos
State Registrations8 states
ALARFLLAMINCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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