Steven Taub is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - February 2023 · 15 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - February 2023 · 15 yrs 9 mos
Citicorp Investment Services
December 2004 - May 2007 · 2 yrs 5 mos
Citicorp Investment ServicesBroker
January 2001 - May 2007 · 6 yrs 4 mos
Ras Securities CORP.Broker
August 1994 - February 1999 · 4 yrs 6 mos
First Hanover Securities, INC.Broker
April 1993 - August 1994 · 1 yr 4 mos
State Registrations23 states
AKAZCACOCTDEFLGAILMAMINCNENHNJNVNYORPATNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.