Sean Caywood
Sean Caywood is a registered investment advisor at LPL Financial LLC, based in Grafton, OH, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Grafton, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
York is an insurance agent selling indexed annuities, life/health, and long-term care insurance, dedicating about 10-20% of their time to this activity. York also owns Heritage Financial and is an investment representative via NEXT Financial Group, spending nearly full-time hours on these investment-related activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
LPL Financial Corporation
LPL Financial CorporationBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Natcity Investments, INC.Broker
Edward JonesBroker
Horace Mann Investors INCBroker
Horace Mann Investors INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.