Victor Lopez
Victor Lopez is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodside, NY, with 33 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
52-30 39th Drive, Suite 11 A, Woodside, NY, 11377
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Victor is involved in several business activities, including being president of Berkeley Co-op Towers, a partner in DVJ Capital Management, and owner/manager of multiple rental properties. He also works as an agent for Avantax Insurance Agency, selling various insurance products, dedicating a few hours per week to this role, and runs a tax preparation business full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations11 states
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