TrueAdvisor
TrueAdvisor
SB
CFP
SB
CFP

Steven Breen

Ameriprise Financial Services, LLC
33 Years of Experience
Charleston, SC
Broker
View SEC Summary
View SEC Summary

Steven Breen is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Charleston, SC, with 33 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Calhoun St Ste 550, Charleston, SC, 29401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2018 - Present · 8 yrs 1 mo
Ameriprise Financial Services, LLC
September 2018 - Present · 8 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2009 - September 2018 · 9 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2009 - September 2018 · 9 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
Banc of America Investment Services, INC.Broker
June 2001 - March 2003 · 1 yr 9 mos
First Union Securities, INC.Broker
October 2000 - June 2001 · 8 mos
First Union Brokerage Services, INC.Broker
January 2000 - October 2000 · 9 mos
D.E. Frey & Company, INC.Broker
September 1998 - December 1999 · 1 yr 3 mos
The Robinson-Humphrey Company, LLCBroker
January 1997 - July 1998 · 1 yr 6 mos
Scott & Stringfellow, INC.Broker
February 1996 - January 1997 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - February 1996 · 3 yrs 3 mos
State Registrations20 states
CACTDCDEFLGAILMAMDMIMTNCNHNVNYOHPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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