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Antonio Reyna

Rossby Financial, LLC
33 Years of Experience
The Woodlands, TX
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Antonio Reyna is a registered investment advisor at Rossby Financial, LLC, based in The Woodlands, TX, with 33 years of industry experience. Antonio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 3,910 clients with $850M in assets under management.

Rossby Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
3,910 clients
Average Client Portfolio
$219K average
Assets Under Management
$854.8M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum management fee will not exceed 2.50% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25511 Budde Rd, Suite 1501, The Woodlands, TX, 77380

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2021
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Antonio works as a security supervisor at a concert venue in The Woodlands, dedicating a few hours per week. He is also an insurance sales agent/advisor, spending about 10-20% of his time meeting with clients and offering insurance products when appropriate.

Employment History
Current Registrations
Rossby Financial, LLC
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - May 2025 · 11 mos
Osaic Wealth, INC.
June 2024 - May 2025 · 11 mos
Securities America, INC.Broker
October 2014 - June 2024 · 9 yrs 8 mos
Securities America Advisors, INC.
October 2014 - June 2024 · 9 yrs 8 mos
LPL Financial LLCBroker
May 2008 - October 2014 · 6 yrs 5 mos
LPL Financial LLC
May 2008 - October 2014 · 6 yrs 5 mos
Ifmg Securities, INC.
February 2007 - January 2008 · 11 mos
Ifmg Securities, INC.Broker
October 2005 - May 2008 · 2 yrs 7 mos
Amegy Investments, INC.
March 2005 - October 2005 · 7 mos
Amegy Investments, INC.Broker
March 2005 - October 2005 · 7 mos
Investment Professionals, INC.Broker
February 2005 - March 2005 · 1 mo
Compass Brokerage, INC.
July 2002 - February 2005 · 2 yrs 7 mos
Compass Brokerage, INC.Broker
May 2000 - February 2005 · 4 yrs 9 mos
Chase Investment Services CORP.Broker
March 1999 - March 2000 · 1 yr
Chase Securities of Texas, INC.Broker
December 1996 - March 1999 · 2 yrs 3 mos
Ba Investment Services, INC.Broker
July 1993 - December 1996 · 3 yrs 5 mos
Gna Securities, INC.Broker
November 1992 - July 1993 · 8 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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