David Goller is a registered investment advisor at Morgan Stanley, based in Valencia, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
24300 Town Center Dr., Suite 200, Valencia, CA, 91355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2006 - February 2008 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2006 - February 2008 · 1 yr 4 mos
U.S. Wealth Advisors, LLC.Broker
January 2006 - August 2006 · 7 mos
Aig Financial Advisors, INC.Broker
October 2005 - December 2005 · 2 mos
Sunamerica Securities, INC.Broker
August 2005 - October 2005 · 2 mos
Partnervest Advisory Services LLC
January 2003 - April 2005 · 2 yrs 3 mos
Partnervest Securities, INC.Broker
January 2003 - April 2005 · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
May 1996 - January 2003 · 6 yrs 8 mos
Sutro & CO. IncorporatedBroker
May 1994 - April 1996 · 1 yr 11 mos
Southern California Securities, INC.Broker
April 1994 - May 1994 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - March 1994 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.