James Elliot is a CFA-designated registered investment advisor at Elco Management Company, LLC, based in New York, NY, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 199 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ELCO Management Company charges a percentage of the value of your investments on a quarterly basis.
- ELCO Select Fund, L.P. and SMAs: 1.50% per year
- Non-Financial SMAs (NFSMAs): 0.20% - 1.60% per year
For accounts under $100,000, EMC charges a fixed annual fee between $50 and $500, but it will never exceed 3.00% of the account value. These fees are negotiable.
Location
369 Lexington Avenue, 3rd Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Elco Management Company, LLC
Previous Registrations
Burnham Securities INC.Broker
Dominick & Dominick LLCBroker
Dominick & Dominick LLCBroker
Sg Cowen Securities CorporationBroker
Cowen & CO.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.