PC
PC

Paul Cieslik

32 Years of Experience
Los Angeles, CA
Broker

Paul Cieslik is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 32 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
May 2013 - Present · 13 yrs
Capital Client Group, INC.
July 2001 - Present · 24 yrs 10 mos
Capital Client Group, INC.Broker
July 2001 - Present · 24 yrs 10 mos
Previous Registrations
Lord Abbett Distributor LLCBroker
August 1998 - May 2001 · 2 yrs 9 mos
Smith Barney INC.Broker
March 1996 - July 1998 · 2 yrs 4 mos
Fidelity Brokerage Services, INC.Broker
October 1995 - April 1996 · 6 mos
John Hancock Funds, INC.Broker
February 1993 - September 1995 · 2 yrs 7 mos
State Registrations16 states
CACTDCFLGAMAMINCNHNJNYOHORTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.