MF
MF

Matthew Flynn

33 Years of Experience
Troy, MI
3 DisclosuresBroker

Matthew Flynn is a registered investment advisor at Cetera Investment Advisers LLC, based in Troy, MI, with 33 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1450 W. Long Lake Rd, Ste 370, Troy, MI, 48098

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2014
Customer Dispute
February 2014
Pending
Customer Dispute
January 2011
Closed-No Action
Other Business Activities

Matthew is a board member of the Troy Chamber of Commerce, dedicating minimal time. He is also a director for MTF Management, Inc. and Sentia Wealth, spending a few hours per week on bookkeeping/back-office management for MTF Management and about a quarter of his time on sales and asset management for Sentia Wealth.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
July 2019 - February 2025 · 5 yrs 7 mos
Ameriprise Financial Services, LLC
July 2019 - February 2025 · 5 yrs 7 mos
Concorde Asset Management, LLC
August 2018 - July 2019 · 11 mos
Concorde Investment Services, LLCBroker
August 2018 - July 2019 · 11 mos
L.M. Kohn & Company
November 2014 - August 2018 · 3 yrs 9 mos
L.M. Kohn & CompanyBroker
October 2014 - August 2018 · 3 yrs 10 mos
L.M. Kohn & Company
October 2014 - November 2014 · 1 mo
Fifth Third Securities, INC.
October 2012 - October 2014 · 2 yrs
Fifth Third Securities, INC.Broker
October 2012 - October 2014 · 2 yrs
Morgan Stanley
February 2011 - October 2012 · 1 yr 8 mos
Morgan StanleyBroker
February 2011 - October 2012 · 1 yr 8 mos
New England Securities Corporation
March 2010 - February 2011 · 11 mos
New England SecuritiesBroker
December 2009 - February 2011 · 1 yr 2 mos
Wrp Investments, INC.Broker
October 2005 - December 2009 · 4 yrs 2 mos
New England SecuritiesBroker
January 2003 - October 2005 · 2 yrs 9 mos
Allmerica Investments, INC.Broker
August 2001 - January 2003 · 1 yr 5 mos
Michigan Securities, INC.Broker
August 2000 - August 2001 · 1 yr
Gregory J. Schwartz & CO., INC.Broker
November 1992 - August 2000 · 7 yrs 9 mos
State Registrations10 states
AZGAIAILKSMINCNJTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.