Nicholas Liapunov
Nicholas Liapunov is a registered investment advisor at Park Avenue Securities LLC, based in Rye Brook, NY, with 30 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
800 Westchester Avenue, 4th Floor Suite N409, Rye Brook, NY, 10573
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Regulatory History (3)
Employment Separation After Allegations
December 1997Regulatory
October 1997Employment Separation After Allegations
August 1995Other Business ActivitiesSells Insurance
Nicholas is a sports endorsement agent, helps with health and life insurance sales, and is involved with property and casualty insurance through Nick and Erika P&C LLC. He also owns rental real estate property with 4438 65th Street LLC and 82 Lawson Lane LLC, dedicating minimal time to each activity.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
Guardian Investor Services CorporationBroker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.