Richard Lucker
Richard Lucker is a registered investment advisor at Wells Fargo Advisors, based in Ruidoso, NM, with 33 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
401 Sudderth Dr, Ruidoso, NM, 88345
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2017Other Business Activities
Richard is involved in several rental property businesses and LLCs, including Corn Nuts LLC, Amicis Realty LLC, Amicis II LLC, and Cottage Central Cabins LLC. These activities involve property management, overseeing family activities, and general managerial decisions, taking a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Charles Schwab & CO., INC.Broker
Buttonwood Securities, INC.Broker
Portfolio Asset Mgt/usa Financial Group INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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